SEC introduces rules to enhance transparency in security-based swap transactions.
New regulations aim to protect investors and market integrity and restrict fraud.
Rules are effective 60 days post-publication, marking a significant market safeguard.
In an effort to strengthen the financial market’s integrity, the Securities and Exchange Commission (SEC) has implemented a novel set of rules for security-based swap transactions. Concurrently, these rules also aim to curtail undue influence over Chief Compliance Officers (CCOs), further fortifying the transparency of these transactions.
In addition, these rules are a timely response to the need for more stringent regulations within the security-based swap market. The decision stems from the SEC’s commitment to shield investors, protect market integrity, and restrict deceitful behaviors related to security-based swaps.
SEC Rule Takes Aim at Swap Fraud
Per the SEC press release, the first rule focuses on inhibiting fraud, manipulation,
We współpracy z: https://thenewscrypto.com/secs-new-rule-shields-swap-market-from-fraud-and-cco-interference/
