TradFi Veterans Pitch Tokenized Asset Marketplace With Eyes on U.S. Regulatory Approval
Ironlight, helmed by the former global head of trading of Schroeder and Abu Dhabi’s sovereign wealth fund ADIA…
Browsing Tag
FINRA
13 posts
FINRA Finds 70% of Crypto Communications Violate Regulations
1 FINRA examined 500 pieces of cryptocurrency marketing material. 2 The review revealed that 70% of the examined…
FINRA Claims Widespread Violations in Majority of Crypto Asset Communications
Following an examination launched in November 2022, FINRA claims widespread potential violations in the way member firms communicate…
70% of Crypto Communications Break Compliance Rules: FINRA
Corporate regulator FINRA’s recent examination exposes substantial non-compliance in crypto-related communications, with 70% falling short of regulations. Continue…
FINRA finds violations in 70% of crypto asset public communications reviewed
The U.S. regulator launched the review on crypto-related public communications following the collapse of FTX in November 2022.…
US Financial Industry Regulatory Authority Report Flagged Crypto
1 US Financial Industry Regulatory Authority (FINRA) released its annual report, noting crypto, Reg BI, and cybersecurity. 2…
Amerykański regulator zwraca uwagę na kryptowaluty w rocznym raporcie
Amerykański organ nadzoru branży finansowej ostrzega osoby fizyczne, aby zachowały ostrożność przed wejściem w kryptowaluty, powołując się na…
Lawmakers Probe SEC and FINRA Over ‘Shady Approval’ of Prometheum
U.S. lawmakers are probing the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) regarding…
Securitize Expands to Europe with Issuance of Tokenized Real Estate Securities in Spain
Coinspeaker Securitize Expands to Europe with Issuance of Tokenized Real Estate Securities in Spain United States-based tokenization firm…
Blockchain Assoc. requests info on Prometheum over ‘suspicious’ approval
A FOIA request with the SEC regarding Prometheum has been filed, while others found former FINRA and SEC…